Services
Fair & Responsible Lending
Fair lending compliance is both vital and nuanced, requiring a tailored approach to manage risk effectively.
Internal Audit
Internal audit is a vital component of an effective risk management framework, serving as the third line of defense.
Regulatory Compliance
Navigating constant regulatory change, and emerging technologies in financial services demands both expertise and practical solutions.
Due Diligence
D2rd Compliance Service delivers nationwide due diligence and loan review services, supporting a wide range of transactional and regulatory needs.
Loan Review
Lenders operate under significant regulatory scrutiny across the entire loan lifecycle—from origination through servicing.
Litigation Support
We provide litigation support and expert testimony on a broad range of issues related to lending, servicing, and regulatory compliance.
Independent Due Diligence
D2RD Approach
Beyond our core compliance services, D2RD delivers Independent Due Diligence reports for a wide range of transactional needs—including Investment Banking Deals, Mergers and Acquisitions, Private Placements, Business Development Companies, and EB-5 transactions.
Our team of full-time, Series 79-licensed analysts brings an average of 20 years of experience evaluating investments across diverse industries.
Whether you’re a broker-dealer or investment advisor seeking in-depth research, or an issuer navigating complex transactions or exploring strategic opportunities, D2RD provides the insight and expertise you need to make informed decisions.
When it comes to mitigating risk, trusted due diligence is essential.
Our seasoned analysts are prepared to guide you through any due diligence project, offering clear, thorough analysis to support your most critical investment decisions.
Compliance Services
Our support services includes:
We offer in-depth evaluations across key areas, including:
Executive Background Checks: Detailed investigations into management teams, covering professional history, education, criminal and civil records, financial industry and regulatory authority records, as well as notable achievements or red flags.
Financial Analysis: Assessment of financial trends and performance indicators, with a focus on identifying potential concerns that may affect valuation.
Target Company Deep Dive:
Comprehensive analysis of:Public filings and audit reports
Competitive landscape
Outstanding litigation and legal risks
Operational controls and internal systems
Financial health and industry benchmarks
Risk identification and mitigation strategies
Any other material issues impacting deal viability
Data Room Review: Full examination of all available documentation, with targeted follow-ups on incomplete or questionable items.
Ongoing Monitoring: For clients seeking continual insights, we offer ongoing due diligence services tailored to specific industries, sectors, or companies.
EB-5 Transaction Support:
We follow best practices to ensure alignment with regulatory and investor expectations:Evaluate each offering from the investor’s perspective to assess suitability
Conduct both transactional and compliance due diligence
Review offering documents for consistency, accuracy, and required disclosures
Provide issuers with compliance-ready policies and procedures
Oversee and manage the investor intake process
What We Do
At D2RD Compliance, we equip clients with the expertise needed to build, strengthen, and sustain effective compliance and operational risk management programs.
Our team delivers practical, tailored solutions to help organizations navigate regulatory complexity and achieve long-term compliance success.
Contact us to learn how our financial consulting services can support your organization’s goals.